Financial Services Regulation

Understanding financial services regulation is one thing; applying it properly is not always so easy. We pride ourselves on delivering commercially focussed, practical advice which reflects your business priorities. We know you don’t want acres of complex legal advice, addressing every subsection of the statute, which you are left to decipher. We deliver the documents you need to trade in accordance with the law and guidance and practical advice on how to implement it. We can draft your policies and procedures, train your staff and even audit and monitor your compliance if you wish. Our team does not operate out of ivory towers; it includes former industry practitioners who have experience at the delivery end of financial services.

Our industry experience is second to none. Jeanette Burgess, partner and Head of the Regulatory & Compliance Team, is a former in-house lawyer with Provident Financial plc and has previously spent time on secondment to the former FSA enforcement team. She isĀ a council member of the Consumer Credit Trade AssociationĀ and regularly speaks at conferences.

The Team has a broad client base including lenders, brokers, debt collections agencies, insurance intermediaries, mortgage lenders, brokers, stockbrokers, land banking schemes and private equity providers. The team also advises a number of trade associations such as the Consumer Credit Association, the Consumer Finance Association and the British Cheque Cashers Association.

The Team provides advice on a complete range of Financial Services legal advice including: CCA, FCA Regulation, Payment Protection Insurance (PPI), Anti- Money Laundering, and data protection.

Our Specialists